DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ferris Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rebekah Ann PennellFidelity Personal And Workplace Advisors BD affiliatedFerris Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2020Sep 15, 2020
Todd Craig SilvermanSiharum Advisors, LLC independent RIAFerris Capital, LLC independent RIARIA to RIASep 17, 2018Oct 2, 2018
Kevin Patrick HodsonStrategic Advisers LLC national BDFerris Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Jun 13, 2018 (96 d)
Eric GanelesStrategic Advisers LLC national BDFerris Capital, LLC otherOtherMay 9, 2017Nov 16, 2017 (191 d)
Robert Edward WhelanFocus Partners Wealth, LLC otherFerris Capital, LLC otherOtherMar 13, 2017May 30, 2017 (78 d)
David Luke BarlowBts Asset Management, Inc. otherFerris Capital, LLC otherOtherJan 14, 2016Feb 29, 2016 (46 d)
Paul M LitchfieldMorgan Stanley wirehouseFerris Capital, LLC otherOtherJul 24, 2013May 19, 2014 (299 d)
Andrew David VernazzaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFerris Capital, LLC otherOtherOct 16, 2012May 19, 2014 (580 d)
Matthew K ElsenbeckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFerris Capital, LLC otherOtherOct 16, 2012May 19, 2014 (580 d)
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9 moves match.