DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Financial Network Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Keith Gregg EllenSecurities America Advisors, Inc. BD affiliatedAmerican Financial Network Advisory Services, LLC otherOtherJun 14, 2024Nov 27, 2013
Gregory James SabalaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmerican Financial Network Advisory Services, LLC independent RIAWirehouse to independent RIAAug 6, 2018Jul 23, 2018
Shawn Jen HsiehRBC Securities, Inc. independent RIAAmerican Financial Network Advisory Services, LLC independent RIARIA to RIAFeb 16, 2018Feb 20, 2018
Hernan MartinezEquitable Advisors, LLC national BDAmerican Financial Network Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2018Jun 1, 2018 (112 d)
Steven Ira LevinBridge Advisory LLC otherAmerican Financial Network Advisory Services, LLC independent RIAOtherDec 14, 2017Dec 14, 2017
Naghmeh Melody MossayiEdward Jones national BDAmerican Financial Network Advisory Services, LLC otherOtherAug 4, 2017Aug 9, 2017
Dante Anthony SmithUnited Planners' Financial Services Of America A Limited Partner otherAmerican Financial Network Advisory Services, LLC otherOtherJan 19, 2017Feb 13, 2017
Martin Sam WasserSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC otherOtherSep 23, 2014Sep 25, 2014
Shawn Mathew WarrenSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC no RAUMOtherSep 23, 2014Apr 23, 2013
Blair Alan Van BurenSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC no RAUMOtherSep 23, 2014Apr 23, 2013
Lynn Richard CalvertSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC otherOtherSep 23, 2014Mar 25, 2014
Armand Leeman FidlerSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC no RAUMOtherSep 23, 2014May 20, 2013
Ryan James BadgerSecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC otherOtherSep 23, 2014Feb 18, 2014
Steven Everett HoppelFinancial West Group otherAmerican Financial Network Advisory Services, LLC otherOtherJun 26, 2014Sep 26, 2014 (92 d)
Joanna Dawn MccomseySecurities America Advisors, Inc. otherAmerican Financial Network Advisory Services, LLC no RAUMOtherJun 5, 2014Apr 23, 2013
Craig Robert WatanabePension Architects Advisory Group, LLC otherAmerican Financial Network Advisory Services, LLC otherOtherSep 5, 2013Aug 8, 2017 (1433 d)
Rohit Jiledar SinghLPL Financial LLC otherAmerican Financial Network Advisory Services, LLC independent RIAOtherSep 4, 2013Mar 19, 2018 (1657 d)
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17 moves match.