DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nepsis Advisor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kurt James Obermiller	Principal Securities, Inc. other	Nepsis Advisor Services, Inc. independent RIA	Other	Dec 31, 2017	Jan 2, 2018
Darryl Joseph Chouinard	Capital Financial Services, Inc. other	Nepsis Advisor Services, Inc. other	Other	Dec 1, 2016	Dec 1, 2016
Mark Ray Clark	Nepsis, Inc. other	Nepsis Advisor Services, Inc. other	Other	Aug 4, 2015	Mar 5, 2015
Joshua Michael Englund	Securities America Advisors, Inc. other	Nepsis Advisor Services, Inc. other	Other	Oct 22, 2014	Dec 8, 2014 (47 d)
Jeffrey Lynn Augspurger	Nepsis, Inc. other	Nepsis Advisor Services, Inc. no RAUM	Other	Jun 18, 2013	Jun 19, 2013
Thomas Donald Schmid	Nepsis, Inc. other	Nepsis Advisor Services, Inc. no RAUM	Other	Jun 18, 2013	Jun 19, 2013
Matthew Lynn Augspurger	Nepsis, Inc. other	Nepsis Advisor Services, Inc. no RAUM	Other	Jun 18, 2013	Jun 19, 2013
William Lee Harrington	Plan Advisory , LLC unclassified	Nepsis Advisor Services, Inc. other	Other	Dec 31, 2012	Jan 7, 2013
Ward Clinton Wenholz	G. A. Repple & Company other	Nepsis Advisor Services, Inc. other	Other	Nov 5, 2012	Oct 30, 2012
Joni Rametta	Morgan Stanley wirehouse	Nepsis Advisor Services, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 25, 2012	Oct 15, 2012

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10 moves match.