DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mj Retirement

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin Patrick MillerEdward Jones national BDMj Retirement institutionalOtherJun 16, 2020Sep 3, 2020 (79 d)
Paul Anthony DonahueValeo Financial Advisors, LLC independent RIAMj Retirement institutionalOtherNov 14, 2019Feb 10, 2020 (88 d)
Matthew Michael FleckAxia Advisory otherMj Retirement institutionalOtherMar 21, 2019Mar 22, 2019
Peter Daniel WalkeyCerity Partners Ocio LLC independent RIAMj Retirement institutionalOtherMar 7, 2018May 14, 2019 (433 d)
Kristin V DunlevyCerity Partners Ocio LLC otherMj Retirement otherOtherApr 21, 2015May 6, 2015
Douglas Glen PrinceStifel, Nicolaus & Company, Incorporated national BDMj Retirement no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 18, 2012Jun 27, 2012
Brea Nicole Morrison DantinStifel, Nicolaus & Company, Incorporated national BDMj Retirement no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 18, 2012Jun 20, 2012
Jeffrey K PrinceStifel, Nicolaus & Company, Incorporated national BDMj Retirement no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 18, 2012Jun 20, 2012
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8 moves match.