DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tim Looney Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian M Flanagan | MML Investors Services, LLC BD affiliated | Tim Looney Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2022 | Dec 5, 2022 |
| Jacob Neal Carris | Schwab Wealth Advisory, Inc. other | Tim Looney Investments, LLC other | Other | Apr 18, 2013 | Apr 29, 2013 |
| Timothy Gerard Looney | Commonwealth Financial Network national BD | Tim Looney Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2012 | Jan 1, 2026 (4985 d) |
Page 1 of 1
3 moves match.