DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nestwise LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kirby Lepak Horan-AdamsLPL Financial LLC BD affiliatedNestwise LLC no RAUMOtherDec 16, 2021Oct 15, 2012
Patrick Charles HomanFortigent, LLC independent RIANestwise LLC no RAUMOtherOct 28, 2020Aug 7, 2012
David Jay VogelTransamerica Financial Advisors, LLC otherNestwise LLC otherOtherJun 7, 2013Jul 29, 2013 (52 d)
Thomas William MooneyVeritat Advisors unclassifiedNestwise LLC no RAUMOtherNov 30, 2012Sep 5, 2012
Wan Shiu MccormickVeritat Advisors unclassifiedNestwise LLC no RAUMOtherSep 13, 2012Sep 13, 2012
Perry Owens SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNestwise LLC otherOtherJan 11, 2012May 30, 2013 (505 d)
George Burton WhiteUvest Financial Services Group, Inc. unclassifiedNestwise LLC no RAUMOtherDec 31, 2011Oct 15, 2012 (289 d)
John Judson VioletteAlight Financial Solutions, LLC unclassifiedNestwise LLC no RAUMOtherNov 17, 2010Oct 15, 2012 (698 d)
Blair Aden ThompsonMcglinn Capital Management Inc otherNestwise LLC otherOtherMar 10, 2010Apr 24, 2013 (1141 d)
Tae Kyung SeoAmeriprise Financial Services, LLC national BDNestwise LLC otherOtherMay 9, 2003May 20, 2013 (3664 d)
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10 moves match.