DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Beta Wealth Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin A Falzone | Beam Wealth Advisors, Inc. independent RIA | Beta Wealth Group, Inc independent RIA | RIA to RIA | Oct 7, 2022 | Oct 12, 2022 |
| Romy Michele Brown | Girard Securities, Inc. other | Beta Wealth Group, Inc independent RIA | Other | Nov 1, 2017 | May 2, 2018 (182 d) |
| Gabriel Seth Adams | Epstein And White Financial LLC other | Beta Wealth Group, Inc other | Other | Jun 27, 2017 | Jun 30, 2017 |
| David Nelson Lundquist | Fisher Investments other | Beta Wealth Group, Inc other | Other | Jan 7, 2016 | May 3, 2016 (117 d) |
| Jodi Trabbic Vleck | Raymond James Financial Services Advisors, Inc other | Beta Wealth Group, Inc no RAUM | Other | Sep 28, 2012 | Sep 7, 2012 |
| Robert Edward Paterson | Raymond James Financial Services Advisors, Inc other | Beta Wealth Group, Inc no RAUM | Other | Sep 28, 2012 | Oct 1, 2012 |
| James B Olmore | Strategic Advisers LLC national BD | Beta Wealth Group, Inc other | Other | Nov 3, 2009 | Mar 17, 2014 (1595 d) |
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7 moves match.