DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Feltl Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric Jean Overvig	The Oak Ridge Financial Services Group, Inc BD affiliated	Feltl Advisors independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 14, 2019	Mar 25, 2019
Ethan De Naray	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Feltl Advisors other	Other	Jun 5, 2017	Jul 27, 2017 (52 d)
Walter John Narcum	Wells Fargo Advisors wirehouse	Feltl Advisors other	Other	May 17, 2016	May 13, 2016
Justin Anthony Mcbride	U.S. Bancorp Investments, Inc. other	Feltl Advisors other	Other	Dec 7, 2015	Dec 9, 2015
Todd Robert Zipfel	U.S. Bancorp Investments, Inc. other	Feltl Advisors other	Other	Nov 3, 2015	Nov 5, 2015
Steven Mack Gray	Investment Professionals, Inc. other	Feltl Advisors other	Other	Apr 15, 2015	May 19, 2015 (34 d)
Jeffrey George Wick	U.S. Bancorp Investments, Inc. other	Feltl Advisors other	Other	Dec 17, 2014	Jan 21, 2015 (35 d)
Dirk Garret Van Krevelen	U.S. Bancorp Investments, Inc. other	Feltl Advisors other	Other	Jul 16, 2014	Jul 31, 2014
David Jay Goldenberg	Robert W. Baird & Co. Incorporated other	Feltl Advisors other	Other	Jul 9, 2014	Jul 31, 2014
Garryl Weston Keel	U.S. Bancorp Investments, Inc. other	Feltl Advisors other	Other	May 14, 2014	Jan 21, 2015 (252 d)
Robert Eugene Long	Feltl And Company other	Feltl Advisors other	Other	Dec 20, 2013	Sep 16, 2013
Murray Joseph Johnston	Feltl And Company other	Feltl Advisors other	Other	Dec 20, 2013	Aug 29, 2013
Stephen Pavey Meskan	Feltl And Company other	Feltl Advisors other	Other	Dec 20, 2013	Jul 18, 2013
Patricia Michelle Vega	Robert W. Baird & Co. Incorporated other	Feltl Advisors other	Other	Jun 5, 2013	Jan 21, 2015 (595 d)
William Henry Metz	Advanced Equities, Inc. other	Feltl Advisors other	Other	Nov 19, 2012	Jul 18, 2013 (241 d)
Timothy Luke Wynne	Oppenheimer & Co. Inc. other	Feltl Advisors other	Other	Feb 2, 2012	Sep 16, 2013 (592 d)
Elizabeth Louise Knutson	UBS Financial Services Inc. wirehouse	Feltl Advisors other	Other	Mar 25, 2009	Aug 29, 2013 (1618 d)
Michelle Ruth Damon	Stifel, Nicolaus & Company, Incorporated national BD	Feltl Advisors other	Other	Sep 14, 2007	Dec 20, 2013 (2289 d)
Matthew Daniel Fitch	Wells Fargo Investments, LLC unclassified	Feltl Advisors other	Other	Aug 14, 2006	Sep 16, 2013 (2590 d)
Thomas Mitchel Marshburn	Red Rock Mortgage Management, Lc unclassified	Feltl Advisors other	Other	Dec 31, 2004	Dec 10, 2014 (3631 d)
Benjamin John Scheibe	Wells Fargo Advisors wirehouse	Feltl Advisors other	Other	Sep 15, 2003	Dec 20, 2013 (3749 d)

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21 moves match.