DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Benedetti, Gucer & Associates

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Michael HowardB&C Financial Advisors independent RIABenedetti, Gucer & Associates independent RIARIA to RIAFeb 15, 2023Mar 6, 2023
Jeffrey Charles ConeAmeriprise Financial Services, LLC national BDBenedetti, Gucer & Associates independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Nov 1, 2022
Arish Samir NuraniSwmg Holdings, LLC independent RIABenedetti, Gucer & Associates independent RIARIA to RIASep 19, 2022Oct 24, 2022 (35 d)
Heather J GardnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBenedetti, Gucer & Associates independent RIAWirehouse to independent RIAFeb 16, 2021Feb 23, 2021
Russell ClarkeAmeriprise Financial Services, LLC national BDBenedetti, Gucer & Associates independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Dec 5, 2019 (86 d)
Cheryl Lois ScoutWells Fargo Advisors wirehouseBenedetti, Gucer & Associates independent RIAWirehouse to independent RIAApr 12, 2018May 17, 2018 (35 d)
Charles Richard AmbroselliRonald Blue & Co., LLC otherBenedetti, Gucer & Associates otherOtherMar 2, 2016Nov 21, 2016 (264 d)
Leroy TankerHarbor Financial Services, LLC otherBenedetti, Gucer & Associates otherOtherAug 21, 2013Aug 21, 2013
Baburhan GucerAmeriprise Financial Services, LLC national BDBenedetti, Gucer & Associates otherOtherMar 19, 2013Mar 8, 2013
Jaime Andres BenedettiAmeriprise Financial Services, LLC national BDBenedetti, Gucer & Associates otherOtherMar 19, 2013Mar 8, 2013
Erik Tomas AnhausAmeriprise Financial Services, LLC national BDBenedetti, Gucer & Associates otherOtherMar 19, 2013Mar 8, 2013
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11 moves match.