DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Springwater Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Grant Remund | Remund Financial Planning unclassified | Springwater Wealth Management, LLC other | Other | Jan 3, 2017 | Jan 5, 2017 |
| Courtney Leigh Mersereau | RBC Capital Markets, LLC national BD | Springwater Wealth Management, LLC other | Other | May 20, 2014 | May 13, 2014 |
| Scott Michael Emblen | Maas Capital Advisors, LLC other | Springwater Wealth Management, LLC other | Other | Oct 9, 2013 | Jun 19, 2013 |
| Ann Elizabeth Garcia | Maas Capital Advisors, LLC other | Springwater Wealth Management, LLC other | Other | Oct 9, 2013 | Jun 4, 2013 |
| Terence Anthony Donahe | Skyline Financial Northwest independent RIA | Springwater Wealth Management, LLC other | Other | Jul 31, 2012 | Jun 4, 2013 (308 d) |
| James Louis Corbeau | Vista Pension Advisors, LLC unclassified | Springwater Wealth Management, LLC other | Other | Feb 23, 2011 | Jun 4, 2013 (832 d) |
Page 1 of 1
6 moves match.