DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tl Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold August Michael DéDé | Fisher Investments independent RIA | Tl Private Wealth independent RIA | RIA to RIA | Jun 24, 2024 | Dec 5, 2024 (164 d) |
| John Gregory Jacobson | Td Ameritrade, Inc. no RAUM | Tl Private Wealth independent RIA | Other | Oct 30, 2018 | Oct 17, 2018 |
| Hunter Lee Archibald | Td Ameritrade Investment Management, LLC independent RIA | Tl Private Wealth independent RIA | RIA to RIA | Oct 12, 2018 | Oct 17, 2018 |
| Mark Anthony Pomeroy | Usaa Financial Planning Services no RAUM | Tl Private Wealth other | Other | Mar 17, 2017 | Feb 28, 2017 |
| Dustin Richard Tondre | Usaa Financial Planning Services no RAUM | Tl Private Wealth other | Other | Feb 19, 2013 | Jun 6, 2013 (107 d) |
| Brad Christian Little | Usaa Financial Planning Services no RAUM | Tl Private Wealth other | Other | Feb 19, 2013 | Jun 6, 2013 (107 d) |
| Wallace Richard Carlson | Fidelity Personal Trust Company, Fsb unclassified | Tl Private Wealth other | Other | Mar 28, 2007 | Oct 13, 2016 (3487 d) |
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7 moves match.