DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Capital Group Investment Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregg Fine | Creative Planning independent RIA | The Capital Group Investment Advisory Services, LLC other | Other | Jun 30, 2023 | Apr 3, 2024 (278 d) |
| Paul J Cook | Gwn Securities Inc. BD affiliated | The Capital Group Investment Advisory Services, LLC other | Other | Aug 2, 2022 | Aug 5, 2022 |
| Timothy John Sommer | Advice And Planning Services BD affiliated | The Capital Group Investment Advisory Services, LLC other | Other | Mar 9, 2022 | Apr 13, 2022 (35 d) |
| Robert Hamilton Hannan | Eagle Strategies LLC other | The Capital Group Investment Advisory Services, LLC other | Other | Feb 22, 2016 | Feb 26, 2016 |
| Christopher Staub | Eagle Strategies LLC other | The Capital Group Investment Advisory Services, LLC no RAUM | Other | Dec 11, 2013 | Dec 6, 2013 |
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5 moves match.