DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bright Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas B UnderwoodCary Street Partners BD affiliatedBright Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2024Sep 12, 2024
Christopher John CaporalettiEquitable Advisors, LLC national BDBright Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2022Mar 3, 2022 (51 d)
Arthur David CrowleyFinancial Gravity Asset Management, Inc. independent RIABright Wealth Management, LLC independent RIARIA to RIAMar 5, 2019Apr 1, 2019
Paul L ThibodeauxPnc Managed Account Solutions, Inc. otherBright Wealth Management, LLC independent RIAOtherJun 5, 2017Jun 6, 2017
Nelson Robert MatzenLowell Wealth Management otherBright Wealth Management, LLC independent RIAOtherMay 6, 2016May 20, 2016
Mark Thompson LagroneStrategic Advisers LLC national BDBright Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2015May 20, 2016 (315 d)
Franklin James ParkerCambridge Investment Research Advisors, Inc. otherBright Wealth Management, LLC independent RIAOtherMay 28, 2015May 7, 2015
Ernest O MillerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBright Wealth Management, LLC independent RIAWirehouse to independent RIASep 3, 2013Apr 17, 2014 (226 d)
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8 moves match.