DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Towneley Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Ortega | Securian Financial Services, Inc. independent RIA | Towneley Capital Management, Inc. mixed wealth | RIA to RIA | Jul 11, 2023 | Jul 17, 2023 |
| Omid Eftekhari | Blackrock Investment Management, LLC other | Towneley Capital Management, Inc. mixed wealth | Other | Aug 18, 2022 | Dec 2, 2022 (106 d) |
| Cynthia Rose Sforza | Creative Planning independent RIA | Towneley Capital Management, Inc. mixed wealth | RIA to RIA | Mar 2, 2021 | Mar 16, 2021 |
| Martin Daniel Standish | LPL Financial LLC independent RIA | Towneley Capital Management, Inc. mixed wealth | RIA to RIA | Mar 11, 2019 | Mar 27, 2019 |
| Scott Jolyon Monroe | Condor Capital Wealth Management other | Towneley Capital Management, Inc. mixed wealth | Other | Jul 1, 2003 | Sep 5, 2023 (7371 d) |
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5 moves match.