DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mercap Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Todd ValleauHornor, Townsend & Kent, LLC otherMercap Advisors, Inc. no RAUMOtherJan 8, 2018Jan 5, 2018
Stanley Daniel StanekMML Investors Services, LLC otherMercap Advisors, Inc. no RAUMOtherDec 8, 2017Dec 8, 2017
Morris KaufmanH. Beck, Inc. otherMercap Advisors, Inc. no RAUMOtherDec 31, 2016Feb 23, 2017 (54 d)
Joseph Patrick MylotteCuso Financial Services, L.P. otherMercap Advisors, Inc. no RAUMOtherOct 27, 2016Mar 27, 2017 (151 d)
Dale A PopeMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherJan 5, 2016Aug 11, 2015
Daniel Gregory NigitoMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherJan 5, 2016Aug 11, 2015
David WeikertMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherJan 5, 2016Aug 11, 2015
Michael Dennis MaloneMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherJan 5, 2016Jul 6, 2015
Brendan M GilmoreMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherJan 5, 2016Aug 11, 2015
Walter Thomas WandallMerion Wealth Partners, LLC otherMercap Advisors, Inc. no RAUMOtherNov 24, 2015Aug 11, 2015
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10 moves match.