DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Left Brain Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gery Joseph Sadzewicz | Acorn Wealth Advisors, LLC independent RIA | Left Brain Wealth Management, LLC independent RIA | RIA to RIA | Jan 25, 2024 | Apr 21, 2014 |
| Freddy Garcia | Strategic Advisers LLC national BD | Left Brain Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2016 | Aug 8, 2016 |
| Marina S Solomon | Wells Fargo Advisors wirehouse | Left Brain Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 15, 2014 | Mar 22, 2016 (677 d) |
| Noland D Langford | Wells Fargo Advisors wirehouse | Left Brain Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 15, 2014 | May 14, 2014 |
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4 moves match.