DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kovack International Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Alan Andrews | Kovack Advisors, Inc. BD affiliated | Kovack International Advisors Inc. no RAUM | Other | Oct 9, 2020 | Nov 21, 2019 |
| Luciano Manuel Cuneo | Raymond James & Associates, Inc. national BD | Kovack International Advisors Inc. no RAUM | Other | Oct 2, 2019 | Jan 2, 2020 (92 d) |
| Carlos Javier Gonzalez | Citigroup Global Markets Inc. BD affiliated | Kovack International Advisors Inc. no RAUM | Other | Apr 29, 2019 | Jul 3, 2019 (65 d) |
| Roger Ivan Toledo | Morgan Stanley wirehouse | Kovack International Advisors Inc. no RAUM | Other | Jan 24, 2019 | Jun 28, 2019 (155 d) |
| Juan Agustin Gonzalez | Morgan Stanley wirehouse | Kovack International Advisors Inc. no RAUM | Other | Oct 20, 2017 | Jul 1, 2019 (619 d) |
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5 moves match.