DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Baron Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Robert Rorick212 Advisory Group, LLC unclassifiedBaron Financial Advisors, LLC state registeredOtherAug 13, 2018Aug 11, 2018
Juan Gabriel Hernandez Ariano212 Advisory Group, LLC unclassifiedBaron Financial Advisors, LLC state registeredOtherAug 10, 2018Aug 13, 2018
Keith Steven Beggs212 Advisory Group, LLC unclassifiedBaron Financial Advisors, LLC state registeredOtherMay 31, 2018May 31, 2018
Benjamin Joseph Kimla212 Advisory Group, LLC unclassifiedBaron Financial Advisors, LLC state registeredOtherMay 31, 2018May 30, 2018
Robert Douglas HarbersonEquitable Advisors, LLC national BDBaron Financial Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 10, 2015Feb 21, 2019 (1444 d)
Christina Marie OsbornePark Avenue Securities LLC otherBaron Financial Advisors, LLC state registeredOtherJun 20, 2014Jun 19, 2014
Arthur Abraham BaraschPark Avenue Securities LLC otherBaron Financial Advisors, LLC state registeredOtherApr 9, 2014Mar 26, 2014
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7 moves match.