DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trac Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Michael Ackerman | Turner Financial Group, Inc. independent RIA | Trac Asset Management LLC state registered | RIA to a state-registered adviser | Sep 5, 2017 | Sep 1, 2017 |
| Dawn Renee Carey | Money Concepts Advisory Service other | Trac Asset Management LLC state registered | Other | Aug 9, 2016 | Dec 20, 2017 (498 d) |
| Clayton Charles Lawrie | Kenilworth Asset Management, LLC no RAUM | Trac Asset Management LLC state registered | Other | Dec 31, 2015 | Jan 7, 2015 |
| John Daniel Hansen | Kenilworth Asset Management, LLC other | Trac Asset Management LLC state registered | Other | Sep 14, 2015 | Apr 8, 2016 (207 d) |
| Ryan Joseph Mccarty | Cg Advisory Services other | Trac Asset Management LLC state registered | Other | Apr 30, 2015 | Apr 7, 2016 (343 d) |
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5 moves match.