DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Viridian Ria, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Mcdonald | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Viridian Ria, LLC independent RIA | Wirehouse to independent RIA | Nov 12, 2018 | Nov 12, 2018 |
| Mark Dean Jaeger | Appropriate Balance Financial Services Inc other | Viridian Ria, LLC other | Other | Feb 22, 2018 | Mar 29, 2017 |
| Douglas Bradley Custer | Appropriate Balance Financial Services Inc other | Viridian Ria, LLC other | Other | Feb 22, 2018 | Sep 5, 2017 |
| Brian Andrew Johnson | Appropriate Balance Financial Services Inc other | Viridian Ria, LLC other | Other | Feb 22, 2018 | Sep 5, 2017 |
| Mary Ann Middleton Ferreira | Appropriate Balance Financial Services Inc other | Viridian Ria, LLC other | Other | Feb 22, 2018 | Sep 5, 2017 |
| Matthew Erwin Boelter | Voya Financial Advisors, Inc. other | Viridian Ria, LLC other | Other | Feb 7, 2017 | Feb 8, 2017 |
| Marcus Delwin Dusenbury | LPL Financial LLC other | Viridian Ria, LLC no RAUM | Other | Oct 29, 2015 | Oct 23, 2014 |
| Adriel Tam | LPL Financial LLC other | Viridian Ria, LLC no RAUM | Other | Oct 29, 2015 | Sep 30, 2014 |
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8 moves match.