DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mfa Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Joseph Bronson | Knights Of Columbus Asset Advisors LLC institutional | Mfa Wealth Advisors, LLC independent RIA | Other | Dec 1, 2022 | Dec 13, 2022 |
| Charles Lee Davis | Federated Global Investment Management Corp. asset manager | Mfa Wealth Advisors, LLC independent RIA | Other | Nov 4, 2021 | Nov 9, 2021 |
| Nathan Louis Fulkman | Key Investment Services LLC BD affiliated | Mfa Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Jun 16, 2021 |
| Jay Andrew Funyak | Northwestern Mutual Investment Services,LLC no RAUM | Mfa Wealth Advisors, LLC independent RIA | Other | May 9, 2019 | May 9, 2019 |
| David Nardiello | Northwestern Mutual Investment Services,LLC no RAUM | Mfa Wealth Advisors, LLC independent RIA | Other | Sep 14, 2016 | Nov 22, 2021 (1895 d) |
| Christopher Sean Mcmahon | Northwestern Mutual Investment Services,LLC other | Mfa Wealth Advisors, LLC no RAUM | Other | Oct 6, 2014 | Oct 3, 2014 |
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6 moves match.