DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tsfg, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Miranda O'Keefe | Charles Schwab & Co., Inc. national BD | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2024 | Mar 20, 2026 (461 d) |
| Christopher Ek Hassell | Valic Financial Advisors, Inc. BD affiliated | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | May 2, 2024 (147 d) |
| Bradley A. Bruna | Valic Financial Advisors, Inc. BD affiliated | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Aug 20, 2024 (678 d) |
| Christopher George Sutherland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tsfg, LLC independent RIA | Wirehouse to independent RIA | May 17, 2021 | May 14, 2021 |
| Jeffrey Mark Hughes | Fsc Securities Corporation other | Tsfg, LLC independent RIA | Other | Apr 1, 2016 | Aug 13, 2024 (3056 d) |
| Michael Thomas Ansenberger | LPL Financial LLC other | Tsfg, LLC no RAUM | Other | Nov 2, 2015 | Jan 5, 2015 |
| Kevin Bradford Geiger | LPL Financial LLC other | Tsfg, LLC no RAUM | Other | Nov 2, 2015 | Mar 30, 2015 |
| John Jason Bittenbinder | LPL Financial LLC other | Tsfg, LLC no RAUM | Other | Oct 28, 2015 | Oct 15, 2014 |
| Christopher Aaron Roberts | LPL Financial LLC other | Tsfg, LLC no RAUM | Other | Oct 28, 2015 | Oct 15, 2014 |
| Alan Richard Nadolna | LPL Financial LLC other | Tsfg, LLC other | Other | Aug 27, 2015 | Sep 25, 2015 |
| Michael Richard Schremser | Ameriprise Financial Services, LLC national BD | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2011 | Jul 21, 2018 (2670 d) |
| Michael John Gibbons | Cuna Brokerage Services, Inc. other | Tsfg, LLC other | Other | Apr 1, 2004 | Jun 19, 2015 (4096 d) |
| Daniel Mark Nagel | Cuna Brokerage Services, Inc. other | Tsfg, LLC no RAUM | Other | Feb 9, 2004 | Feb 3, 2015 (4012 d) |
| Daniel Joseph Bouska | Cuna Brokerage Services, Inc. other | Tsfg, LLC no RAUM | Other | Feb 9, 2004 | Feb 3, 2015 (4012 d) |
| Jeffrey P Feinendegen | Cuna Brokerage Services, Inc. other | Tsfg, LLC no RAUM | Other | Feb 9, 2004 | Feb 2, 2015 (4011 d) |
| John Charles Hennessey | Citigroup Global Markets Inc. other | Tsfg, LLC other | Other | Nov 26, 2003 | Dec 3, 2016 (4756 d) |
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16 moves match.