DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Enhancement & Preservation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jarrod Douglas Howard | Southport Capital independent RIA | Wealth Enhancement & Preservation independent RIA | RIA to RIA | Jun 1, 2020 | Jun 5, 2020 |
| Jacob Kelly Sanders | Cg Advisory Services independent RIA | Wealth Enhancement & Preservation independent RIA | RIA to RIA | Apr 2, 2018 | Mar 30, 2018 |
| Darrin Stuart Cohen | Resource Horizons Investment Advisory, Inc. other | Wealth Enhancement & Preservation independent RIA | Other | Dec 31, 2014 | Dec 12, 2014 |
| Gabriel Lynn Gehret | Resource Horizons Investment Advisory, Inc. other | Wealth Enhancement & Preservation independent RIA | Other | Dec 31, 2014 | Jan 8, 2015 |
| Armand Patrick Glassman | Resource Horizons Investment Advisory, Inc. other | Wealth Enhancement & Preservation independent RIA | Other | Dec 31, 2014 | Dec 19, 2014 |
| Helen Coker Cox | Wells Fargo Advisors wirehouse | Wealth Enhancement & Preservation independent RIA | Wirehouse to independent RIA | Aug 19, 2008 | Mar 29, 2016 (2779 d) |
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6 moves match.