DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lazari Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hagop Jack KaradanaianVanderbilt Advisory Services BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2025Aug 13, 2025
Emily Anna JohnsonRitholtz Wealth Management independent RIALazari Capital Management, Inc. independent RIARIA to RIAMay 8, 2024May 9, 2024
Gil O AikinsInnova Advisors independent RIALazari Capital Management, Inc. independent RIARIA to RIANov 16, 2023Apr 17, 2023
Arax Malvina RyvkinKestra Advisory Services, LLC BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2022Mar 16, 2022
Kristina Marie ZimmermanKovack Advisors, Inc. BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2021Feb 15, 2024 (806 d)
Richard Wayne PlamondonMutual Advisors, LLC BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2018Oct 9, 2018
Taj Zachary RohrKingswood Wealth Advisors, LLC independent RIALazari Capital Management, Inc. independent RIARIA to RIASep 28, 2018Oct 12, 2018
James Richard KollerPark Avenue Securities LLC BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Oct 26, 2018 (46 d)
Michael K De LuzKingswood Wealth Advisors, LLC no RAUMLazari Capital Management, Inc. independent RIAOtherJan 19, 2018May 16, 2018 (117 d)
Michael Lazari KarapetianKovack Advisors, Inc. otherLazari Capital Management, Inc. independent RIAOtherDec 31, 2017Jan 2, 2015
Rajiv ShahNext Financial Group, Inc. otherLazari Capital Management, Inc. independent RIAOtherJul 26, 2017May 16, 2018 (294 d)
Edward Kelly LeviOakshore Partners, LLC no RAUMLazari Capital Management, Inc. independent RIAOtherJun 21, 2017Nov 13, 2018 (510 d)
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12 moves match.