DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Better Money Decisions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jocelyn Rose Black | Strategy Financial Group independent RIA | Better Money Decisions independent RIA | RIA to RIA | Dec 8, 2023 | Feb 5, 2024 (59 d) |
| Richard Craig Caw | The Sherrington Group state registered | Better Money Decisions independent RIA | Other | Apr 12, 2023 | Mar 2, 2023 |
| Kathleen Jutta Connors | Envision Wealth Planning Inc. state registered | Better Money Decisions independent RIA | Other | Oct 10, 2022 | Oct 28, 2022 |
| Carol Bell | Schwab Wealth Advisory, Inc. no RAUM | Better Money Decisions independent RIA | Other | Apr 23, 2021 | Apr 16, 2021 |
| Lea Ann Garrison Knight | North American Management Corp independent RIA | Better Money Decisions independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Andrea Bereznak | Ameriprise Financial Services, LLC national BD | Better Money Decisions independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Mar 19, 2019 (211 d) |
| Nancy A Hetrick | Ria Advisors other | Better Money Decisions independent RIA | Other | Jul 6, 2017 | Jun 6, 2017 |
| Susan Marie Koe | Vanguard Advisers, Inc. other | Better Money Decisions independent RIA | Other | Feb 19, 2016 | Apr 20, 2016 (61 d) |
| Maria Katharine Stalter | Portfolio Wealth Advisors other | Better Money Decisions independent RIA | Other | Sep 16, 2014 | Sep 19, 2014 |
| Bryan Robert Giron | Portfolio Wealth Advisors other | Better Money Decisions independent RIA | Other | Aug 19, 2013 | Sep 9, 2015 (751 d) |
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10 moves match.