DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fairhaven Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew J FrederickWells Fargo Advisors wirehouseFairhaven Wealth Management, LLC independent RIAWirehouse to independent RIASep 6, 2023Nov 14, 2023 (69 d)
Phillip Brian SmolinskiIht Wealth Management LLC independent RIAFairhaven Wealth Management, LLC independent RIARIA to RIASep 24, 2021Oct 1, 2021
Jennifer Allison TaylorFidelity Personal And Workplace Advisors BD affiliatedFairhaven Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2020Mar 6, 2020
Kurt D. AndersonLPL Financial LLC otherFairhaven Wealth Management, LLC otherOtherApr 4, 2017Apr 19, 2017
Trent Edward WarrenFord Wealth Management LLC unclassifiedFairhaven Wealth Management, LLC otherOtherMay 25, 2016Dec 14, 2016 (203 d)
Paul David MardoianAmerican Portfolios Advisors, Inc otherFairhaven Wealth Management, LLC otherOtherMar 3, 2015Apr 24, 2015 (52 d)
Gerald William KingVestor Capital, LLC otherFairhaven Wealth Management, LLC no RAUMOtherFeb 27, 2015Mar 30, 2015 (31 d)
Marc David HornerUBS Financial Services Inc. wirehouseFairhaven Wealth Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 20, 2015Mar 6, 2015 (45 d)
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8 moves match.