DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gainplan LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kipatrick John Mrkva | LPL Financial LLC BD affiliated | Gainplan LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2020 | Sep 22, 2020 |
| Nicole Josetta-Kraus Standen | Cig Asset Management, Inc. other | Gainplan LLC independent RIA | Other | Mar 23, 2017 | Aug 21, 2018 (516 d) |
| Thaddeus William Schlaud | Edward Jones national BD | Gainplan LLC other | Other | May 26, 2015 | Jun 8, 2015 |
| Nicholas Joseph Pagano | Ghd Wealth Management, LLC unclassified | Gainplan LLC other | Other | May 14, 2015 | Jun 8, 2015 |
| David Michael Martin | LPL Financial LLC other | Gainplan LLC no RAUM | Other | May 8, 2015 | May 5, 2015 |
| Wayne Anthony Bell-Warren | LPL Financial LLC other | Gainplan LLC no RAUM | Other | May 8, 2015 | May 5, 2015 |
| Benjamin Thomas Klamo | LPL Financial LLC other | Gainplan LLC no RAUM | Other | May 8, 2015 | May 5, 2015 |
| Jeffrey Wilson Ivory | LPL Financial LLC other | Gainplan LLC no RAUM | Other | May 8, 2015 | May 5, 2015 |
Page 1 of 1
8 moves match.