DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Timescale Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph S YoonAog Wealth Management independent RIATimescale Financial, Inc. independent RIARIA to RIAJan 11, 2021Jan 20, 2021
Katelynn Julie KendallLPL Financial LLC otherTimescale Financial, Inc. independent RIAOtherNov 7, 2017Jul 30, 2018 (265 d)
Allison DagostinoLPL Financial LLC otherTimescale Financial, Inc. independent RIAOtherNov 7, 2017Jul 30, 2018 (265 d)
Douglas Tilghman WilsonPutnam Investment Management, LLC otherTimescale Financial, Inc. independent RIAOtherAug 4, 2017Jul 26, 2018 (356 d)
Neil Joseph TremblayLPL Financial LLC otherTimescale Financial, Inc. no RAUMOtherSep 8, 2016May 20, 2015
Sean Patrick GibbonsLPL Financial LLC otherTimescale Financial, Inc. no RAUMOtherApr 22, 2016May 20, 2015
James J BevilleLPL Financial LLC otherTimescale Financial, Inc. no RAUMOtherJan 21, 2016May 20, 2015
Kimberly A. QuinnCharles Schwab & Co., Inc. national BDTimescale Financial, Inc. otherOtherNov 12, 2015Nov 18, 2015
Lisa London WolfAmeriprise Financial Services, LLC national BDTimescale Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2009Jul 30, 2018 (3199 d)
Camay Kwong PascucciCharles Schwab & Co., Inc. national BDTimescale Financial, Inc. otherOtherSep 11, 2008Jun 6, 2017 (3190 d)
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10 moves match.