DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sandy Morris Financial & Estate Planning Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Vincent DimeglioMML Investors Services, LLC BD affiliatedSandy Morris Financial & Estate Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025Jun 1, 2026 (342 d)
Thomas John McdonaldLPL Enterprise, LLC BD affiliatedSandy Morris Financial & Estate Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2025Oct 28, 2025 (144 d)
Mia L VazquezFlorida Financial Advisors, LLC BD affiliatedSandy Morris Financial & Estate Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2025Oct 21, 2025 (172 d)
Rafael Augusto UrenaRaymond James & Associates, Inc. national BDSandy Morris Financial & Estate Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2024Nov 5, 2024
Michael Lewis AbbottWalser Wealth Management Company, A Limited Liability Company independent RIASandy Morris Financial & Estate Planning Services, LLC independent RIARIA to RIAFeb 16, 2024Mar 19, 2024 (32 d)
Kamil PolkowskiFisher Investments independent RIASandy Morris Financial & Estate Planning Services, LLC independent RIARIA to RIAMar 15, 2023Aug 3, 2023 (141 d)
William Andrew BlackstonBlackston Financial Advisory Group, LLC independent RIASandy Morris Financial & Estate Planning Services, LLC independent RIARIA to RIAAug 28, 2019Oct 10, 2019 (43 d)
Heather Lyn PenrodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSandy Morris Financial & Estate Planning Services, LLC independent RIAWirehouse to independent RIAApr 17, 2019May 17, 2019
Whittney D HarveyUsaa Investment Services Company BD affiliatedSandy Morris Financial & Estate Planning Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2018Feb 8, 2019 (105 d)
Steven Joseph ZanolliGlobal Financial Private Capital, Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherJan 18, 2017Jan 5, 2016
Sandeva O'Bryan MorrisGlobal Financial Private Capital, Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherJan 18, 2017Jan 5, 2016
Scott Evan GreeneMutual Trust Asset Mgmt., Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherJan 10, 2017Jun 5, 2017 (146 d)
Alexander Michael SkijusGlobal Financial Private Capital, Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherSep 29, 2016Dec 1, 2016 (63 d)
Ryan Paul O'LearyMercer Global Advisors Inc. otherSandy Morris Financial & Estate Planning Services, LLC independent RIAOtherAug 31, 2016May 23, 2017 (265 d)
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14 moves match.