DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Intercarolina Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clark Harris WeeksDempsey Lord Smith, LLC independent RIAIntercarolina Financial Services, Inc. independent RIARIA to RIAOct 7, 2025Oct 2, 2025
Joseph Eugene NavolanicFund Direct Advisors Inc. institutionalIntercarolina Financial Services, Inc. mixed wealthOtherNov 19, 2019Sep 19, 2017
Anthony Blake HinsonAvantax Advisory Services BD affiliatedIntercarolina Financial Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIASep 6, 2019Aug 28, 2019
William Christian BaylesWells Fargo Advisors wirehouseIntercarolina Financial Services, Inc. mixed wealthWirehouse to independent RIAMar 26, 2019Apr 17, 2019
Jeremy Michael RemilyCapital Financial Services, Inc. independent RIAIntercarolina Financial Services, Inc. mixed wealthRIA to RIANov 19, 2018Nov 19, 2018
Vincent Craig RevelsThe Strategic Financial Alliance otherIntercarolina Financial Services, Inc. mixed wealthOtherNov 15, 2016Nov 1, 2016
Derrick Anthony LongoWells Fargo Advisors wirehouseIntercarolina Financial Services, Inc. mixed wealthWirehouse to independent RIAOct 27, 2016Nov 1, 2016
Renee Penland SorrellDavis Wealth Management otherIntercarolina Financial Services, Inc. mixed wealthOtherSep 12, 2016Aug 3, 2015
John Andrew ShumskiSb Advisory, LLC otherIntercarolina Financial Services, Inc. mixed wealthOtherAug 5, 2015Aug 4, 2015
Joseph Michael MeadorPension Planning Solutions, Inc. otherIntercarolina Financial Services, Inc. mixed wealthOtherJun 18, 2015Jun 19, 2015
Stephen Wayne GaskinsOld North State Wealth Management, LLC otherIntercarolina Financial Services, Inc. mixed wealthOtherApr 6, 2015Apr 7, 2015
George Harold HartzmanWells Fargo Advisors wirehouseIntercarolina Financial Services, Inc. mixed wealthWirehouse to independent RIAOct 24, 2012Nov 16, 2012
Adamson Wayne WrightAmeriprise Financial Services, LLC national BDIntercarolina Financial Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJun 20, 2011Aug 23, 2011 (64 d)
James Gregory CordellMorgan Stanley wirehouseIntercarolina Financial Services, Inc. mixed wealthWirehouse to independent RIAJan 10, 2011Dec 8, 2010
Diana Sue ThomasonLPL Financial LLC otherIntercarolina Financial Services, Inc. mixed wealthOtherApr 16, 2010Oct 4, 2010 (171 d)
Eugene Mcmillan MusselwhiteNewport Group Securities, Inc. otherIntercarolina Financial Services, Inc. mixed wealthOtherJan 28, 2009Nov 30, 2010 (671 d)
William Holten FieldsManning & Napier Advisors, LLC otherIntercarolina Financial Services, Inc. mixed wealthOtherMar 14, 2007Oct 26, 2017 (3879 d)
Michael Todd BrownWells Fargo Advisors wirehouseIntercarolina Financial Services, Inc. mixed wealthWirehouse to independent RIAJan 29, 2004Jan 9, 2004
Gregory William Schlaudecker1717 Capital Management Company unclassifiedIntercarolina Financial Services, Inc. mixed wealthOtherJan 13, 2004Jan 28, 2004
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19 moves match.