DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Independence Capital Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Michael Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2021 | Feb 9, 2021 |
| John Charles Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 8, 2021 |
| Jonathan David Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 5, 2021 |
| Anthony Joseph Spena | Allstate Financial Advisors, LLC BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Feb 11, 2021 (226 d) |
| Thomas William Moran | Oneamerica Securities, Inc. BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 20, 2019 |
| Christopher Nichols | Oneamerica Securities, Inc. BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 16, 2019 |
| Michael G Romanello | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | May 24, 2019 |
| Thomas Dlugopolsky | MML Investors Services, LLC BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 | Jul 26, 2018 |
| James Lang Thomas | Huntington Financial Advisors other | Independence Capital Co., Inc. independent RIA | Other | Jan 30, 2012 | May 2, 2014 (823 d) |
| Shobhan Manubhai Sheth | Ridgeway Conger Advisory Services other | Independence Capital Co., Inc. independent RIA | Other | Feb 26, 2010 | May 25, 2010 (88 d) |
| David Carl Sabo | 1st Discount Brokerage, Inc. other | Independence Capital Co., Inc. independent RIA | Other | Dec 31, 2009 | Feb 1, 2011 (397 d) |
| Robert Alan Billstein | Walnut Street Securities, Inc. other | Independence Capital Co., Inc. independent RIA | Other | Oct 6, 2009 | Oct 27, 2009 |
| Landon Ray Jones | Osaic Fa, Inc. other | Independence Capital Co., Inc. independent RIA | Other | Jan 26, 2006 | Feb 3, 2006 |
| Sohrab Sadegi | Mutual Service Corporation unclassified | Independence Capital Co., Inc. independent RIA | Other | Dec 31, 2004 | Feb 22, 2005 (53 d) |
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14 moves match.