DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at R. F. Lafferty & Co., Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Peter Reiss	International Assets Investment Management, LLC BD affiliated	R. F. Lafferty & Co., Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 27, 2025	Jan 22, 2025
Joel P Mathews	Hokin Investment Advisors Inc. state registered	R. F. Lafferty & Co., Inc. independent RIA	Other	May 5, 2023	Oct 30, 2024 (544 d)
Lisa Moyer Roth	Xton Financial LLC unclassified	R. F. Lafferty & Co., Inc. mixed wealth	Other	Aug 12, 2022	Jan 13, 2023 (154 d)
Athanasios Tomaras	Fulcrum Advisory Services, LLC no RAUM	R. F. Lafferty & Co., Inc. other	Other	Jul 20, 2016	Mar 1, 2016
William Ambrose Dipenice	Wells Fargo Advisors wirehouse	R. F. Lafferty & Co., Inc. other	Other	Jul 13, 2016	Aug 25, 2016 (43 d)
George Gregory Casey	Fulcrum Advisory Services, LLC no RAUM	R. F. Lafferty & Co., Inc. other	Other	Jun 28, 2016	Apr 1, 2016
Michael James Bartolotta	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Mar 3, 2016	Mar 1, 2016
Janice Arrott Ginsburg	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Apr 1, 2016 (35 d)
Louis Joseph Ciavarella	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Apr 1, 2016 (35 d)
Van Dregge Olmstead	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 26, 2016	Feb 26, 2016
Robert Joseph Stravinski	Fulcrum Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Feb 23, 2016	Apr 1, 2016 (38 d)
James M Mccrory	Touchstone Advisors Inc other	R. F. Lafferty & Co., Inc. mixed wealth	Other	Dec 31, 2012	Oct 1, 2021 (3196 d)
John Glyn Evans	Garden State Investment Advisory Services, LLC other	R. F. Lafferty & Co., Inc. other	Other	Apr 16, 2009	Apr 7, 2009
Marc Frost	L.M. Kohn & Company other	R. F. Lafferty & Co., Inc. other	Other	Aug 21, 2008	Sep 11, 2008

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14 moves match.