DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Raymond James (USA) Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Joy VaughnStrategic Advisers LLC national BDRaymond James (USA) Ltd BD affiliatedAffiliated broker-dealer or bank to anotherAug 14, 2025Oct 17, 2025 (64 d)
Uyen Thuy PhamBeacon Hill Wealth Management Ltd independent RIARaymond James (USA) Ltd BD affiliatedRIA to affiliated broker-dealer or bankJul 25, 2025Oct 3, 2025 (70 d)
John Charles BealRaymond James Investment Counsel Ltd. independent RIARaymond James (USA) Ltd BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2024Jan 29, 2024
Erik MoisanRBC Private Counsel (USA) Inc. otherRaymond James (USA) Ltd otherOtherMar 21, 2017Jun 22, 2017 (93 d)
Natalie Victoria Van SchoyckMorgan Stanley wirehouseRaymond James (USA) Ltd otherOtherNov 17, 2014Nov 19, 2014
Paul Wayne SiluchRaymond James Financial Services Advisors, Inc otherRaymond James (USA) Ltd no RAUMOtherApr 26, 2012Apr 25, 2012
April Mary DoreyRaymond James Financial Services Advisors, Inc otherRaymond James (USA) Ltd no RAUMOtherFeb 17, 2012Jun 21, 2012 (125 d)
James Ian DalrympleRaymond James Financial Services Advisors, Inc otherRaymond James (USA) Ltd no RAUMOtherFeb 17, 2012Mar 1, 2012
Lawrence J EibenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRaymond James (USA) Ltd no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 4, 2012Jun 18, 2012 (166 d)
Alexandru VozianCatamount Capital Management, LLC unclassifiedRaymond James (USA) Ltd BD affiliatedOtherAug 11, 2010Jun 7, 2024 (5049 d)
Tracy Lynn TheemesCitigroup Global Markets Inc. otherRaymond James (USA) Ltd BD affiliatedOtherSep 19, 2005Jul 20, 2022 (6148 d)
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11 moves match.