DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Miramontes Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Donor Barrera | Raymond James Financial Services Advisors, Inc BD affiliated | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2025 | Nov 21, 2025 |
| Gustave J Jursch | Finance Wisdom state registered | Miramontes Capital, LLC independent RIA | Other | Nov 13, 2025 | Jun 15, 2026 (214 d) |
| Christian Canzone | Strategic Advisers LLC national BD | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Mar 2, 2026 (146 d) |
| Jason Bryce Vanclef | Chicago Capital Management Advisors, LLC independent RIA | Miramontes Capital, LLC independent RIA | RIA to RIA | Jan 30, 2025 | Jan 14, 2025 |
| Noah Abraham Sosa | Osaic Fs, Inc. BD affiliated | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Sep 27, 2024 (50 d) |
| Martin Jeffrey Lombrano | Wealth Management Solutions, LLC independent RIA | Miramontes Capital, LLC independent RIA | RIA to RIA | Nov 6, 2023 | Jan 2, 2026 (788 d) |
| David Albert Boyer | Wells Fargo Advisors wirehouse | Miramontes Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 21, 2023 | Jul 20, 2023 |
| George Nicolas Gopiao | B.B. Graham & Company, Inc. independent RIA | Miramontes Capital, LLC independent RIA | RIA to RIA | Feb 17, 2023 | Jan 3, 2024 (320 d) |
| Scott Edward Breault | Cetera Investment Advisers LLC BD affiliated | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | Feb 6, 2024 (1022 d) |
| Mohammed Moustafa Eid | Citigroup Global Markets Inc. BD affiliated | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2020 | Dec 15, 2020 |
| Jon Pinckney | Wells Fargo Advisors wirehouse | Miramontes Capital, LLC independent RIA | Wirehouse to independent RIA | Sep 11, 2019 | Sep 17, 2019 |
| Michael Lee Remington | Transamerica Financial Advisors, LLC BD affiliated | Miramontes Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2019 | Aug 29, 2019 |
| Helmut Garcia | The Retirement Group, LLC independent RIA | Miramontes Capital, LLC independent RIA | RIA to RIA | Jun 3, 2019 | Aug 27, 2019 (85 d) |
| Kim Thanh Dang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Miramontes Capital, LLC other | Other | Oct 31, 2017 | Nov 17, 2017 |
| Isidro Z Miramontes | Daniel Wealth Advisors other | Miramontes Capital, LLC no RAUM | Other | Feb 26, 2016 | Aug 5, 2015 |
| Isaiah Alexander Real | UBS Financial Services Inc. wirehouse | Miramontes Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 28, 2015 | Aug 5, 2015 |
| Daniel Newman | The Glowacki Group, LLC other | Miramontes Capital, LLC independent RIA | Other | Jun 3, 2014 | Mar 18, 2026 (4306 d) |
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17 moves match.