DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Means Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stacey J YoungRBC Capital Markets, LLC national BDMeans Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2023Nov 5, 2025 (708 d)
David Gay MeansWells Fargo Advisors wirehouseMeans Wealth Management independent RIAWirehouse to independent RIAAug 24, 2022Aug 19, 2022
Jamie Tabor StoneMercer Global Advisors Inc. independent RIAMeans Wealth Management independent RIARIA to RIAFeb 2, 2022Feb 7, 2022
Eric Ord BakerLPL Financial LLC BD affiliatedMeans Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2019Nov 13, 2019
Karen OeserHart Capital Management, Inc. independent RIAMeans Wealth Management independent RIARIA to RIANov 12, 2019Aug 2, 2024 (1725 d)
Alexander Michael MeansAdvantage Investment Management, LLC otherMeans Wealth Management otherOtherDec 9, 2016Jan 20, 2017 (42 d)
Ryan Paul WilletteWells Fargo Advisors wirehouseMeans Wealth Management otherOtherJan 26, 2015Jun 22, 2015 (147 d)
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7 moves match.