DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Cornerstone Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Brimhall Nelson | Lone Peak Advisers independent RIA | Legacy Cornerstone Wealth LLC independent RIA | RIA to RIA | Sep 20, 2022 | Jul 26, 2022 |
| Marc D Livernois | Cuna Brokerage Services, Inc. BD affiliated | Legacy Cornerstone Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2020 | Dec 4, 2020 |
| Gregory Allen Stapleton | Monson Wealth Management, Inc. independent RIA | Legacy Cornerstone Wealth LLC independent RIA | RIA to RIA | Jul 18, 2019 | Aug 8, 2024 (1848 d) |
| Matthew J Baker | Ameritas Advisory Services BD affiliated | Legacy Cornerstone Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2018 | May 21, 2018 |
| Lynn Raymond Siewert | Advanced Corporate Planning, LLC unclassified | Legacy Cornerstone Wealth LLC independent RIA | Other | Apr 5, 2018 | Feb 13, 2018 |
| Lori Ann Selby | Waddell & Reed other | Legacy Cornerstone Wealth LLC independent RIA | Other | Mar 17, 2017 | Mar 15, 2017 |
| Jeffery Paul Lewis | Brookstone Wealth Advisors, LLC other | Legacy Cornerstone Wealth LLC independent RIA | Other | Oct 19, 2015 | Oct 16, 2015 |
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7 moves match.