DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sherman Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian Thomas Mcmillan | Fsa Wealth Partners independent RIA | Sherman Wealth Management LLC independent RIA | RIA to RIA | Nov 28, 2018 | Nov 27, 2018 |
| Robert Brett Hewitt | Osaic Fa, Inc. other | Sherman Wealth Management LLC independent RIA | Other | Jun 2, 2017 | Jun 5, 2017 |
| John Daniel Ebinger | Symmetry Partners other | Sherman Wealth Management LLC independent RIA | Other | Mar 13, 2017 | Mar 13, 2017 |
| Bradley L Sherman | Osaic Fs, Inc. other | Sherman Wealth Management LLC independent RIA | Other | Sep 25, 2015 | Sep 24, 2015 |
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4 moves match.