DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Trilogy Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Myles Anschuetz Anderson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Trilogy Capital, Inc. independent RIA	Wirehouse to independent RIA	Oct 28, 2025	Feb 19, 2026 (114 d)
Amy Marie Kane	Robert W. Baird & Co. Incorporated mixed wealth	Trilogy Capital, Inc. independent RIA	RIA to RIA	Dec 21, 2022	Feb 11, 2026 (1148 d)
Melissa A Gallant	Ameriprise Financial Services, LLC national BD	Trilogy Capital, Inc. other	Other	Jan 31, 2018	Jan 30, 2018
Jeffrey Ralph Motske	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 6, 2017	Nov 23, 2015
Glenn Kevin Rose	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 6, 2017	Nov 23, 2015
Christopher Edward Molony	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 6, 2017	Dec 1, 2015
Gary Alan Klein	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 6, 2017	Dec 1, 2015
Thomas Christopher Walden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Dec 5, 2017	Jan 13, 2016
Thomas J Elkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Dec 5, 2017	Jul 5, 2016
Thomas Francis Bennett	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Jeffrey James Wren	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Eric Andrew Perkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Howard Ray Bolotin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Perry James Johnson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Feb 5, 2016
Douglas Charles Stroot	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Robert Lawrence Wheatley	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Sean Luigi Covi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Dec 8, 2017
Joseph Alan Fischman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
June Chiyun Adams	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Sean Michael Kennedy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Dec 21, 2016
Jeffrey David Seuferling	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Michael Christopher Loo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Heather Lynn Klutznick	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Samuel Darden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 7, 2016
Cary S Boring	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Brian Thomas Gasbarro	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
James Robert Young	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Robert J Ochoa	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
David Foster Huisinga	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Gary Sussman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Joseph Stephen Vita	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Stephen Allen Hartel	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jan 30, 2017
Windus Allison Fernandez Brinkkord	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Joseph Antoine Sirgy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 5, 2016
Clayton Albert Cornhall	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Michael David Hernandez	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Keegan James Tanghe	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
David John Lee Willett	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Richard Higbee	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Isaac Alan Hansen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Eric Myre	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Nathan C. Brown	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Hannah Beth Raynes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 26, 2016
Abraheem Yameen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Diane Powell Zing	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Casey Dettorre	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Jennifer Lynn Mayes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Scott Matthew Naiman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
John Parnell Ronan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Oct 27, 2017
Leonard Wade Frisbie	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Julie J Foong	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Feb 1, 2016
Thomas Cameron Morgan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Michael Shoheen Bakhshi	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Tony Raygoza	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
Gabriel Ubaldo Deluna	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 5, 2016
Brian Llewellyn Mckeighen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 15, 2015
Gonzalo De Leon Plata	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 15, 2015
Paul R Dio	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Jorge Arturo Flores	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Sebastian Raul Ruelas	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Aug 8, 2016

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88 moves match.