DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 20/20 Capital Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Byron MermilliodCambridge Investment Research Advisors, Inc. BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2020Feb 24, 2020
Vinit MadanMorgan Stanley wirehouse20/20 Capital Management, Inc independent RIAWirehouse to independent RIADec 16, 2019Jul 6, 2020 (203 d)
William Patrick CareyAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Mar 19, 2019
Thomas Benjiman CarrerasAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Mar 19, 2019
Richard Steven MagillAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Sep 21, 2018
Kevin William La MontRb Capital Management, LLC independent RIA20/20 Capital Management, Inc independent RIARIA to RIAJul 11, 2018Jul 12, 2018
Robert James RocheWoodbury Financial Services, Inc. BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2018Apr 10, 2018
Jeffrey James HeitzmanCetera Advisors LLC other20/20 Capital Management, Inc otherOtherNov 7, 2017Nov 17, 2017
Bartley Arthur CorfeeCetera Advisors LLC other20/20 Capital Management, Inc otherOtherNov 3, 2017Nov 15, 2017
Tom Raymond GibbingsAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 4, 2015
Samir Chunilal ThakkarAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Mar 18, 2016
Larry Wayne PalmerAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 4, 2015
Karin Lynn TysonAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 7, 2015
Elmer Robert BranchAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 8, 2015
Paul ShoquistAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jul 22, 2016
Fakhr S AlaviAmeritas Advisory Services other20/20 Capital Management, Inc independent RIAOtherOct 2, 2017May 14, 2020 (955 d)
David Jeng-Huei WuAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jun 28, 2016
Alex Reid NunesAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jun 28, 2016
Leonard Richard SimpsonAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherAug 10, 2017Dec 4, 2015
Howard James BuckAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherDec 31, 2016Jun 23, 2016
Christopher S AustinAmeritas Advisory Services other20/20 Capital Management, Inc independent RIAOtherDec 31, 2016May 7, 2018 (492 d)
Michael A BiggicaAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherDec 20, 2016Jun 28, 2016
Kevin Michael GrunawaltCarillon Investments, Inc. unclassified20/20 Capital Management, Inc no RAUMOtherJun 30, 2006Dec 7, 2015 (3447 d)
John Robert FeldmanCarillon Investments, Inc. unclassified20/20 Capital Management, Inc independent RIAOtherJun 30, 2006May 31, 2018 (4353 d)
Amy Rogers BlodgettCarillon Investments, Inc. unclassified20/20 Capital Management, Inc no RAUMOtherJun 30, 2006Dec 4, 2015 (3444 d)
Adan Herrera DiazCarillon Investments, Inc. unclassified20/20 Capital Management, Inc otherOtherJun 30, 2006Mar 24, 2017 (3920 d)
Garrett Heath GermanCarillon Investments, Inc. unclassified20/20 Capital Management, Inc otherOtherJun 30, 2006Jun 23, 2016 (3646 d)
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27 moves match.