DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cross State Financial Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph MascioliRaymond James Financial Services Advisors, Inc BD affiliatedCross State Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2023Sep 13, 2023
Forrest MeansFinancial Depot unclassifiedCross State Financial Group LLC independent RIAOtherNov 18, 2022Dec 11, 2025 (1119 d)
Michael Anthony BallUnited Planners' Financial Services Of America A Limited Partner independent RIACross State Financial Group LLC independent RIARIA to RIAApr 12, 2022Apr 6, 2022
Kevin Jay AguasPfg Advisors independent RIACross State Financial Group LLC independent RIARIA to RIADec 10, 2018Dec 20, 2018
Christopher Scott DamenWilbanks Securities Advisory otherCross State Financial Group LLC independent RIAOtherJun 2, 2017May 12, 2017
Keiko LambertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCross State Financial Group LLC independent RIAWirehouse to independent RIAFeb 7, 2017Feb 10, 2017
Kaitlin M DesnoyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCross State Financial Group LLC independent RIAWirehouse to independent RIAFeb 7, 2017Feb 10, 2017
Robert CassellaFoothill Securities, Inc. otherCross State Financial Group LLC independent RIAOtherDec 6, 2016Mar 27, 2024 (2668 d)
Steven Scott IversenFoothill Securities, Inc. otherCross State Financial Group LLC independent RIAOtherOct 28, 2016Feb 18, 2016
Danielle Elizabeth MutzFoothill Securities, Inc. otherCross State Financial Group LLC independent RIAOtherOct 25, 2016Feb 18, 2016
Andrew Scott FlackRaymond James Financial Services Advisors, Inc otherCross State Financial Group LLC independent RIAOtherMay 23, 2016Jan 1, 2026 (3510 d)
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11 moves match.