DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pagnatokarp Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Lee WappausMetropolitan Capital Strategies LLC otherPagnatokarp Partners, LLC otherOtherNov 12, 2019Dec 1, 2016
Janice Marie PowellThe Index Group, Limited Liability Company otherPagnatokarp Partners, LLC otherOtherJan 4, 2018Jan 22, 2018
Robert Everett CiulloCharles Schwab & Co., Inc. national BDPagnatokarp Partners, LLC otherOtherAug 9, 2017Dec 1, 2017 (114 d)
Dawn Marie PageConvergent Wealth Advisors, LLC otherPagnatokarp Partners, LLC otherOtherOct 17, 2016Jul 5, 2017 (261 d)
Andrew James WoolridgeConvergent Wealth Advisors, LLC otherPagnatokarp Partners, LLC otherOtherAug 29, 2016Sep 6, 2016
William Dennis BancroftConvergent Wealth Advisors, LLC otherPagnatokarp Partners, LLC otherOtherAug 29, 2016Sep 2, 2016
Kevin Wallace SmithConvergent Wealth Advisors, LLC otherPagnatokarp Partners, LLC otherOtherAug 29, 2016Sep 2, 2016
Lars Gunnar OkesonHightower Advisors, LLC otherPagnatokarp Partners, LLC otherOtherJun 7, 2016Jun 6, 2016
David Richard NelsonHightower Advisors, LLC otherPagnatokarp Partners, LLC otherOtherMar 10, 2016Aug 12, 2016 (155 d)
Eric Henes SchoenerHightower Advisors, LLC otherPagnatokarp Partners, LLC otherOtherMar 10, 2016Apr 12, 2016 (33 d)
David William KarpHightower Advisors, LLC otherPagnatokarp Partners, LLC otherOtherMar 10, 2016Jun 6, 2016 (88 d)
Amanda Rae PlonskiHightower Advisors, LLC otherPagnatokarp Partners, LLC independent RIAOtherMar 10, 2016May 18, 2018 (799 d)
Joseph Stanley FalchekWells Fargo Advisors wirehousePagnatokarp Partners, LLC independent RIAWirehouse to independent RIAFeb 29, 2016May 17, 2018 (808 d)
Stephen Herman BerardiGfo Advisory Services, LLC otherPagnatokarp Partners, LLC otherOtherMay 8, 2014Jul 10, 2017 (1159 d)
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14 moves match.