DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rw Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton DehaasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRw Investment Management LLC independent RIAWirehouse to independent RIAJul 22, 2025Aug 27, 2025 (36 d)
Robert Harley FlaglerHelmstar Wealth Management independent RIARw Investment Management LLC independent RIARIA to RIASep 20, 2024Apr 20, 2026 (577 d)
Naoko M ThigpenStifel, Nicolaus & Company, Incorporated national BDRw Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2023May 22, 2023 (74 d)
Michael James FitzgeraldClearwealth Independent Fiduciaries, LLC unclassifiedRw Investment Management LLC independent RIAOtherDec 17, 2020Apr 28, 2020
Kimberly Lambert JaquesWells Fargo Advisors wirehouseRw Investment Management LLC independent RIAWirehouse to independent RIAJan 6, 2020Jan 2, 2020
Lisa Jo SieversWells Fargo Advisors wirehouseRw Investment Management LLC independent RIAWirehouse to independent RIAJan 6, 2020Jan 3, 2020
Raleigh Ann VachekWells Fargo Advisors wirehouseRw Investment Management LLC independent RIAWirehouse to independent RIAJan 6, 2020Jan 2, 2020
Brandon Everett JonesWells Fargo Advisors wirehouseRw Investment Management LLC independent RIAWirehouse to independent RIAJan 6, 2020Jan 2, 2020
Ryan Christopher WarwickRathbone Warwick Investment Management otherRw Investment Management LLC otherOtherFeb 26, 2016Feb 26, 2016
Benjamin Carl WarrenRathbone Warwick Investment Management otherRw Investment Management LLC otherOtherFeb 26, 2016Feb 26, 2016
Melissa Ann JenkinsRathbone Warwick Investment Management otherRw Investment Management LLC otherOtherFeb 26, 2016Feb 26, 2016
Brooke Ann RamstadRathbone Warwick Investment Management otherRw Investment Management LLC otherOtherFeb 26, 2016Feb 26, 2016
Devin Elizabeth GeddingsCetera Advisors LLC otherRw Investment Management LLC otherOtherNov 16, 2015Jan 23, 2017 (434 d)
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13 moves match.