DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fwg Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashton Lanham | Transamerica Financial Advisors, LLC BD affiliated | Fwg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2022 | Jul 22, 2022 |
| Tina Denise Culp | Raymond James Financial Services Advisors, Inc BD affiliated | Fwg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jul 24, 2022 |
| Edward Matthew Lockett | Thrivent Investment Management Inc. BD affiliated | Fwg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Jul 21, 2021 |
| Jordan Riley Short | Investments & Financial Planning, LLC independent RIA | Fwg Investments, LLC independent RIA | RIA to RIA | Mar 19, 2021 | Apr 20, 2021 (32 d) |
| Matthew Lawrence Rose | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fwg Investments, LLC independent RIA | Wirehouse to independent RIA | Nov 23, 2020 | Apr 19, 2021 (147 d) |
| Vincent Conrad Montgomery | Wells Fargo Advisors wirehouse | Fwg Investments, LLC independent RIA | Wirehouse to independent RIA | Jul 15, 2019 | Jul 26, 2019 |
| Timothy Neal Riney | Edward Jones national BD | Fwg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2017 | Mar 6, 2017 |
| Donald Eugene Bentley | Global Financial Private Capital, Inc. other | Fwg Investments, LLC independent RIA | Other | Jan 13, 2017 | Jan 11, 2017 |
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8 moves match.