DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jemma Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Holly Theresa Turner | Bolton Investment other | Jemma Financial Services other | Other | Jun 22, 2021 | Oct 19, 2022 (484 d) |
| Emily Herstein | Truist Advisory Services, Inc. other | Jemma Financial Services other | Other | Feb 6, 2017 | Feb 16, 2017 |
| Donald Albert Mattran | Realta Investment Advisors, Inc other | Jemma Financial Services no RAUM | Other | Sep 26, 2016 | Oct 28, 2016 (32 d) |
| Ashlyn M Hood | Bb&T Investment Services, Inc. other | Jemma Financial Services no RAUM | Other | Sep 26, 2016 | Oct 28, 2016 (32 d) |
| Marianne Dorian Mattran | Realta Investment Advisors, Inc other | Jemma Financial Services no RAUM | Other | Sep 14, 2016 | Sep 2, 2016 |
| Christopher James Casner | Realta Investment Advisors, Inc other | Jemma Financial Services no RAUM | Other | Sep 14, 2016 | Sep 2, 2016 |
| Stephen Edward Baird | Lord, Abbett & Co. LLC other | Jemma Financial Services other | Other | Oct 20, 2014 | Jan 27, 2022 (2656 d) |
| Gay Graham Wagner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Jemma Financial Services other | Other | Feb 24, 2003 | Jun 30, 2022 (7066 d) |
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8 moves match.