DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Pacific Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maxwell Thomas PuzzoLPL Financial LLC BD affiliatedFirst Pacific Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2026Feb 22, 2026 (37 d)
Matthew James MossAmeriprise Financial Services, LLC national BDFirst Pacific Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2025Jan 8, 2026 (57 d)
Todd James MontalboWoodbury Financial Services, Inc. BD affiliatedFirst Pacific Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Nov 16, 2023
Steven Allen HoldsworthRamsey & Associates Inc independent RIAFirst Pacific Financial, Inc. independent RIARIA to RIAJul 13, 2022Feb 23, 2022
Jonathan Michael ThomsonU.S. Bancorp Investments, Inc. BD affiliatedFirst Pacific Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2020Jul 2, 2020
Ryan Todd OldroydWealthvalues, LLC independent RIAFirst Pacific Financial, Inc. independent RIARIA to RIAAug 8, 2018Aug 29, 2018
Rebecca Marie GarrowD.A. Davidson & Co. independent RIAFirst Pacific Financial, Inc. independent RIARIA to RIAApr 12, 2018May 17, 2018 (35 d)
Elizabeth Ruth PerryKms Financial Services, Inc otherFirst Pacific Financial, Inc. independent RIAOtherDec 31, 2017Dec 17, 2019 (716 d)
Darren Patrick FarrellKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Sep 1, 2016
Todd Robert Engblom-StrykerKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Aug 31, 2016
Rebecca Louise EckertKms Financial Services, Inc otherFirst Pacific Financial, Inc. otherOtherDec 31, 2017Apr 20, 2017
Adam Timothy WishardKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Aug 31, 2016
Rafik Daniel FouadKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Sep 1, 2016
Julienne Meret ValoisKms Financial Services, Inc otherFirst Pacific Financial, Inc. no RAUMOtherDec 31, 2017Sep 1, 2016
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14 moves match.