DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Matrix Private Capital Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marisa Elizabeth Camp | Cresset Asset Management, LLC independent RIA | Matrix Private Capital Group independent RIA | RIA to RIA | Sep 13, 2019 | Feb 11, 2020 (151 d) |
| Scott Adam Weissman | Morgan Stanley wirehouse | Matrix Private Capital Group independent RIA | Wirehouse to independent RIA | Apr 30, 2019 | Feb 24, 2020 (300 d) |
| Thomas Bruno Bruce | Morgan Stanley wirehouse | Matrix Private Capital Group independent RIA | Wirehouse to independent RIA | Apr 30, 2019 | Aug 14, 2019 (106 d) |
| Ryan James Tunnell | RBC Rochdale, LLC BD affiliated | Matrix Private Capital Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2018 | Dec 21, 2018 (198 d) |
| Lance Matthew Bryan | Neuberger Berman Bd LLC no RAUM | Matrix Private Capital Group independent RIA | Other | Nov 14, 2017 | Nov 29, 2017 |
| Michelle Rey Lutein | Certuity, LLC other | Matrix Private Capital Group other | Other | Aug 9, 2017 | Oct 20, 2017 (72 d) |
| Monte Ivan Resnick | Certuity, LLC other | Matrix Private Capital Group other | Other | Aug 9, 2017 | Aug 16, 2017 |
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7 moves match.