DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vestech Asset Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jingbo Pan | Realta Investment Advisors, Inc BD affiliated | Vestech Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2020 | Aug 26, 2020 (194 d) |
| Daniel B Irving | Fsc Securities Corporation BD affiliated | Vestech Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2018 | Sep 25, 2018 (35 d) |
| Norman Hugh Meyer | Cuttingedge Advisors independent RIA | Vestech Asset Management Inc. state registered | RIA to a state-registered adviser | Aug 9, 2018 | Apr 24, 2018 |
| Erven Joseph Frericks | Osaic Wealth, Inc. BD affiliated | Vestech Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 29, 2018 | Jun 22, 2021 (1120 d) |
| Milton J Beile III | Cuttingedge Advisors independent RIA | Vestech Asset Management Inc. state registered | RIA to a state-registered adviser | Mar 9, 2018 | Mar 15, 2018 |
| Mohamed Eldawy | Regal Investment Advisors LLC other | Vestech Asset Management Inc. state registered | Other | Jan 26, 2018 | Dec 6, 2018 (314 d) |
| Mark Hwaley Chao | Capital Management Services, Inc. independent RIA | Vestech Asset Management Inc. state registered | RIA to a state-registered adviser | Dec 15, 2017 | Apr 17, 2019 (488 d) |
| Zachary Oldham | Valic Financial Advisors, Inc. other | Vestech Asset Management Inc. state registered | Other | Nov 8, 2017 | May 2, 2018 (175 d) |
| James Darvell Maendel | L.M. Kohn & Company other | Vestech Asset Management Inc. state registered | Other | Jul 31, 2017 | Jan 1, 2025 (2711 d) |
| Robert James Halldin | American Portfolios Advisors, Inc other | Vestech Asset Management Inc. state registered | Other | Jul 6, 2017 | Aug 8, 2017 (33 d) |
| Keith Edward Miller | First Allied Advisory Services, Inc. other | Vestech Asset Management Inc. state registered | Other | May 22, 2017 | Oct 3, 2017 (134 d) |
| Marco Antonio Ramirez | Cuttingedge Advisors other | Vestech Asset Management Inc. state registered | Other | May 31, 2016 | Mar 3, 2017 (276 d) |
| John Chunen Huang | Private Label Money Management, Inc. unclassified | Vestech Asset Management Inc. state registered | Other | Oct 27, 2015 | Jul 27, 2017 (639 d) |
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13 moves match.