DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Monarch Plan Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adrian Edward Ramirez | Swbc Investment Advisory Services LLC no RAUM | Monarch Plan Advisors no RAUM | Other | Mar 19, 2026 | May 22, 2024 |
| William Patrick Nugent | Origin Investment Advisory LLC independent RIA | Monarch Plan Advisors no RAUM | Other | Jan 12, 2026 | Aug 11, 2023 |
| Maria Victoria Arabskyj | Mma Securities LLC no RAUM | Monarch Plan Advisors institutional | Other | Oct 23, 2024 | Sep 5, 2026 (682 d) |
| Steven T Wilkinson | Cambridge Investment Research Advisors, Inc. other | Monarch Plan Advisors no RAUM | Other | Dec 31, 2017 | Sep 12, 2017 |
| Michael Fine | Cambridge Investment Research Advisors, Inc. other | Monarch Plan Advisors no RAUM | Other | Dec 31, 2017 | Sep 14, 2017 |
| Suzan Michelle Hall | Empower Advisory Group, LLC other | Monarch Plan Advisors no RAUM | Other | Apr 25, 2017 | Nov 7, 2017 (196 d) |
Page 1 of 1
6 moves match.