DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capstone Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle Jay RussellEk Riley Investments, LLC independent RIACapstone Wealth Advisors, LLC independent RIARIA to RIAOct 9, 2020Feb 8, 2022 (487 d)
Brian Morris FelshawWaterfront Financial Management LLC independent RIACapstone Wealth Advisors, LLC independent RIARIA to RIAAug 17, 2020Mar 11, 2021 (206 d)
Shawn SkogstadWaddell & Reed BD affiliatedCapstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Jul 27, 2020
Brett SkogstadWaddell & Reed BD affiliatedCapstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2020Jul 27, 2020
Alicia M MartinezMorgan Stanley wirehouseCapstone Wealth Advisors, LLC independent RIAWirehouse to independent RIAMar 6, 2020Mar 13, 2020
Lettie Elizabeth SihotaLPL Financial LLC BD affiliatedCapstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2019Nov 6, 2019
Kosuke TakahashiWaddell & Reed BD affiliatedCapstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2018Sep 28, 2018
Michael Bert CourseyWells Fargo Advisors wirehouseCapstone Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 14, 2017Mar 10, 2017
Robert Telford NortonWells Fargo Advisors wirehouseCapstone Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 14, 2017Mar 10, 2017
Ryan SkogstadWells Fargo Advisors wirehouseCapstone Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 14, 2017Mar 10, 2017
Steven Gary HoglundPath Wealth Management unclassifiedCapstone Wealth Advisors, LLC independent RIAOtherDec 23, 2016Oct 17, 2018 (663 d)
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11 moves match.