DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fsam LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Scott Hebditch | Advisory Investor Services LLC independent RIA | Fsam LLC independent RIA | RIA to RIA | Apr 1, 2024 | Jan 23, 2025 (297 d) |
| Jorge Alberto Maldonado | Herbert J. Sims Capital Management, Inc. independent RIA | Fsam LLC independent RIA | RIA to RIA | Dec 20, 2023 | Jan 19, 2024 |
| Christopher Ryan Hamm | Thinkbetter other | Fsam LLC independent RIA | Other | Jul 5, 2023 | Jul 12, 2023 |
| Raul Juan Escudero Villeta | Herbert J. Sims Capital Management, Inc. independent RIA | Fsam LLC independent RIA | RIA to RIA | Dec 21, 2022 | Jan 20, 2023 |
| Luis Currais Lopez | Herbert J. Sims Capital Management, Inc. independent RIA | Fsam LLC independent RIA | RIA to RIA | Nov 21, 2022 | Nov 30, 2022 |
| Louis Armand Rodriguez Nader | Herbert J. Sims Capital Management, Inc. independent RIA | Fsam LLC independent RIA | RIA to RIA | Oct 7, 2021 | Nov 16, 2021 (40 d) |
| German Ramirezdearellano | Herbert J. Sims Capital Management, Inc. independent RIA | Fsam LLC independent RIA | RIA to RIA | Jun 16, 2021 | Jul 1, 2021 |
| Hector A Martinez | Kovack Advisors, Inc. BD affiliated | Fsam LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2019 | Jul 24, 2019 (37 d) |
| Brandon Warres | Edward Jones national BD | Fsam LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Nov 7, 2019 (280 d) |
| Jaime R Santiago Echandi | Santander Securities other | Fsam LLC independent RIA | Other | Feb 12, 2018 | Apr 25, 2018 (72 d) |
| Manuel Alfonso Gonzalez Hinds | Santander Securities other | Fsam LLC independent RIA | Other | Sep 6, 2017 | Oct 30, 2017 (54 d) |
| William Heath Hawk | Phorcys Capital Partners, LLC unclassified | Fsam LLC independent RIA | Other | Sep 3, 2014 | Jul 10, 2017 (1041 d) |
| Vasileios Alexios Sfyris | Phorcys Capital Partners, LLC unclassified | Fsam LLC independent RIA | Other | Sep 3, 2014 | Jul 10, 2017 (1041 d) |
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13 moves match.